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RCS Capital Corporation and Cetera Financial Holdings, Inc. Bankruptcy Case

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RCS Capital Corporation and Cetera Financial Holdings, Inc.

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Overview Parties Financials Plan Filings

Key Professionals

Investment Banker

Lazard

Debtors' Counsel

Young Conaway Stargatt & Taylor

Financial Advisor (UCC)

Alvarez & Marsal

Coverage

InvestmentNews·May 30, 2025

RCAP files for bankruptcy; Cetera to emerge as independent company

wealthmanagement.com·Feb 12, 2025

RCS Capital Filed Prepackaged Bankruptcy for B/D Holding Companies

WealthManagement.com·Feb 12, 2025

Cetera Out of Bankruptcy

InvestmentNews·Aug 21, 2018

Acquisition of Cetera being financed through $1 billion junk bond sale

InvestmentNews·Jul 17, 2018

Cetera Financial Group close to announcing its acquisition by private equity

InvestmentNews·May 25, 2016

CEO Larry Roth says new Cetera owners will be in it for the 'long haul'

InvestmentNews·May 20, 2016

Despite parent's bankruptcy, Cetera recruits $200 million team

AdvisorHub·Mar 18, 2016

Cetera Settles Poaching Suit with Lightyear, Ex-Executives

Case No.: 16-10223
Court: Delaware
Judge: Mary F. Walrath
Petition Date: Jan 31, 2016
Assets: $1,000,001-$10 million
Liabilities: $1,000,000,001-$10 billion
Industry: Financial Services
Debtors: 12

RCS Capital Corporation is a New York-based financial services holding company operating through its Cetera Financial Group subsidiary, one of the largest independent broker-dealer and registered investment advisor networks in the United States. The company supports approximately 9,100 independent financial advisors serving roughly 2.5 million retail investors, with approximately $220 billion in assets under administration. Traded on the OTC Pink marketplace under ticker "RCAP," RCS Capital generated approximately $1.775 billion in revenues in the nine months ended September 30, 2015.