RCS Capital Corporation and Cetera Financial Holdings, Inc. Bankruptcy Docket

Cases

Plan effective May 23, 2016

Updated Oct 1, 8:27 PM ET

Petition filed
Jan 31, 2016
Plan confirmed
May 19, 2016

RCS Capital’s reorganization reached case closure when the June 17, 2022 final decree Dkt. 1685 closed the remaining Chapter 11 case, following May 2016 emergence. The decree ordered final reporting, fee payments and transfer of records, while preserving Kroll’s separate obligations to the Creditor Trust until its dissolution or other agreement.

Case docket on PACER

Research this case

Search available documents for this case. Full docket access requires Pro.

Open case research

Key firms

Young Conaway Stargatt & Taylor, LLPBankruptcy Counsel
Lazard Frères & Co. LLCInvestment Banker
KPMG LLPAccounting Auditor
Zolfo Cooper Management, LLCChief Restructuring Officer
Ridgeway Partners LLCGeneral Consultant

Recent activity

RCS Capital committee appointed for unsecured creditors
Feb 11, 2016
· p. 1 Dkt. 122
RCS Capital filed for Chapter 11 bankruptcy
Jan 31, 2016
Dkt. 1

Recent filings

Aug 1Chapter 11 Post-Confirmation Report for the Quarter Ending: 06/17/2022 Filed by RCS Capital Corporation.Bankr. D. Del., No. 16-10223, ECF No. 1691Dkt. 1691
Jul 8Final Claims Register (Alpha). Filed by Kroll Restructuring Administration LLC. (Attachments: # 1 Numeric (Final Claim Register))Bankr. D. Del., No. 16-10223, ECF No. 1689Dkt. 1689
Jun 26Affidavit/Declaration of Mailing of Sonia Akter Regarding Order Extending the Period within which the Reorganized Debtors May Remove Actions and Final Decree and Order Closing the Reorganized Debtor's Chapter 11 Case and Terminating All Claims and Noticing Services. Filed by Kroll Restructuring Administration LLC. (related document(s)1683, 1685)Bankr. D. Del., No. 16-10223, ECF No. 1687Dkt. 1687
Jun 17Final Decree and Order Closing the Reorganized Debtor's Chapter 11 Case and Terminating All Claims and Noticing Services (related document(s)1677, 1684) Signed on 6/17/2022.Bankr. D. Del., No. 16-10223, ECF No. 1685Dkt. 1685
Jun 16Order, Pursuant to Bankruptcy Rules 9006 and 9027, Extending the Period Within Which the Reorganized Debtors May Remove Actions Pursuant to 28 U.S.C. § 1452 (Related Doc # 1676, 1682) Signed on 6/16/2022.Bankr. D. Del., No. 16-10223, ECF No. 1683Dkt. 1683
Jun 13Order Authorizing the Trust Administrator to (I) Reserve Funds Necessary to Dissolve the Creditor Trust, (II) Donate Any Balance of Funds to a 501(c)(3) Charity, and (III) Dissolve the Creditor Trust Related document(s)1674, 1680) Signed on 6/13/2022.Bankr. D. Del., No. 16-10223, ECF No. 1681Dkt. 1681

Full docket (1,642) →

Case facts and filing dates come from court records.

Plan effective May 23, 2016

Updated Oct 1, 8:27 PM ET

Petition filed
Jan 31, 2016
Plan confirmed
May 19, 2016

Case docket on PACER

Research this case

Search available documents for this case. Full docket access requires Pro.

Open case research

Key firms

Young Conaway Stargatt & Taylor, LLPBankruptcy Counsel
Lazard Frères & Co. LLCInvestment Banker
KPMG LLPAccounting Auditor
Zolfo Cooper Management, LLCChief Restructuring Officer
Ridgeway Partners LLCGeneral Consultant

Recent activity

RCS Capital committee appointed for unsecured creditors
Feb 11, 2016
· p. 1 Dkt. 122
RCS Capital filed for Chapter 11 bankruptcy
Jan 31, 2016
Dkt. 1

Recent filings

Aug 1Chapter 11 Post-Confirmation Report for the Quarter Ending: 06/17/2022 Filed by RCS Capital Corporation.Bankr. D. Del., No. 16-10223, ECF No. 1691Dkt. 1691
Jul 8Final Claims Register (Alpha). Filed by Kroll Restructuring Administration LLC. (Attachments: # 1 Numeric (Final Claim Register))Bankr. D. Del., No. 16-10223, ECF No. 1689Dkt. 1689
Jun 26Affidavit/Declaration of Mailing of Sonia Akter Regarding Order Extending the Period within which the Reorganized Debtors May Remove Actions and Final Decree and Order Closing the Reorganized Debtor's Chapter 11 Case and Terminating All Claims and Noticing Services. Filed by Kroll Restructuring Administration LLC. (related document(s)1683, 1685)Bankr. D. Del., No. 16-10223, ECF No. 1687Dkt. 1687
Jun 17Final Decree and Order Closing the Reorganized Debtor's Chapter 11 Case and Terminating All Claims and Noticing Services (related document(s)1677, 1684) Signed on 6/17/2022.Bankr. D. Del., No. 16-10223, ECF No. 1685Dkt. 1685
Jun 16Order, Pursuant to Bankruptcy Rules 9006 and 9027, Extending the Period Within Which the Reorganized Debtors May Remove Actions Pursuant to 28 U.S.C. § 1452 (Related Doc # 1676, 1682) Signed on 6/16/2022.Bankr. D. Del., No. 16-10223, ECF No. 1683Dkt. 1683
Jun 13Order Authorizing the Trust Administrator to (I) Reserve Funds Necessary to Dissolve the Creditor Trust, (II) Donate Any Balance of Funds to a 501(c)(3) Charity, and (III) Dissolve the Creditor Trust Related document(s)1674, 1680) Signed on 6/13/2022.Bankr. D. Del., No. 16-10223, ECF No. 1681Dkt. 1681

Full docket (1,642) →

Case facts and filing dates come from court records.

RCS Capital Corporation and Cetera Financial Holdings, Inc.

Plan effective May 23, 2016

Research this case

Key firms

Recent activity

RCS Capital committee appointed for unsecured creditors

RCS Capital filed for Chapter 11 bankruptcy

Recent filings

Plan effective May 23, 2016

Research this case

Key firms

Recent activity

RCS Capital committee appointed for unsecured creditors

RCS Capital filed for Chapter 11 bankruptcy

Recent filings

RCS Capital Corporation and Cetera Financial Holdings, Inc.

RCS Capital Corporation and Cetera Financial Holdings, Inc.

Plan effective May 23, 2016

Research this case

Key firms

Recent activity

RCS Capital committee appointed for unsecured creditors

RCS Capital filed for Chapter 11 bankruptcy

Recent filings

RCS Capital Corporation and Cetera Financial Holdings, Inc.